Plan Snapshot
- Plan Sponsor: Vertex Us Holdings, INC. Dba Vertexone
- Sponsor EIN: 263006422
- Sponsor Address: 1321 UPLAND DR, HOUSTON, TX, 77043
- Plan Type: 401(k)
- Total Participants: 279
- Total Assets: $37.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 279 | $37.5M | $817,046 | $2.2M |
| 2023 | 235 | $35.9M | $816,747 | $2.2M |
| 2022 | 273 | $33.0M | $887,787 | $2.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CREATIVE PLANNING LLC | ADVISOR | $43,335 | — | $43,335 |
| WHITLEY PENN LLP | ACCOUNTANT/AUDITOR | $12,360 | — | $12,360 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $8,473 | — | $8,473 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CREATIVE PLANNING LLC — ADVISOR
- WHITLEY PENN LLP — ACCOUNTANT/AUDITOR
- STRATEGIC ADVISORS, INC. — ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $64,168
- Estimated Expense Ratio: 0.171% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $47,718 | $51,808 | $600 | $12,360 | — |
| 2023 | -$11,891 | $47,602 | — | $19,270 | — |
| 2022 | -$13,945 | $8,025 | — | — | — |