Plan Snapshot
- Plan Sponsor: Vaughn Silverberg & Associates LLP
- Sponsor EIN: 742809479
- Sponsor Address: 6500 NORTH MOPAC EXPRESSWAY, AUSTIN, TX, 78731
- Plan Type: 401(k)
- Total Participants: 80
- Total Assets: $15.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 80 | $15.1M | $1.1M | $294,927 |
| 2023 | 80 | $14.1M | $457,166 | $249,860 |
| 2022 | 76 | $12.5M | $430,321 | $254,540 |
| 2021 | 93 | $14.1M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH RETIREMENT & BENEFIT | Investment Advisor | $28,355 | — | $28,355 |
| ASCENSUS LLC | Recordkeeper | $13,180 | — | $13,180 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $41,535
- Estimated Expense Ratio: 0.275% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $41,535 | $28,355 | — | — | — |
| 2023 | $37,968 | — | $37,968 | — | — |
| 2022 | $39,667 | — | $39,667 | — | — |
| 2021 | $37,135 | — | $37,135 | — | — |