Plan Snapshot
- Plan Sponsor: Valley Management, INC.
- Sponsor EIN: 391259167
- Sponsor Address: 18 JEWELERS PARK DR, NEENAH, WI, 549565902
- Plan Type: 401(k)
- Total Participants: 320
- Total Assets: $8.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 320 | $8.2M | $85,608 | $404,703 |
| 2023 | 293 | $8.3M | $88,344 | $443,343 |
| 2022 | 289 | $7.1M | $82,304 | $400,729 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $38,794 | — | $38,794 |
| PRINCIPAL SECURITIES INC | INVESTMENT ADVISORY | $1,596 | $19,879 | $21,475 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $60,269
- Estimated Expense Ratio: 0.731% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $40,390 | $1,596 | $38,794 | — | — |
| 2023 | $38,278 | — | $38,278 | — | — |
| 2022 | $14,654 | — | $14,654 | — | — |