Plan Snapshot
- Plan Sponsor: Valeo Financial Advisors, LLC
- Sponsor EIN: 030519130
- Sponsor Address: 10 W. CARMEL DR, CARMEL, IN, 46032
- Plan Type: 401(k)
- Total Participants: 183
- Total Assets: $28.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 183 | $28.4M | $788,868 | $2.2M |
| 2023 | 151 | $22.2M | $769,683 | $2.2M |
| 2022 | 159 | $15.8M | $619,607 | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| L. M. HENDERSON & COMPANY LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | -$4,519 | — | — | — | — |
| 2023 | -$4,712 | — | — | — | — |
| 2022 | $1,478 | — | — | — | — |