Plan Snapshot
- Plan Sponsor: V.I.P. Mortgage, INC.
- Sponsor EIN: 421720343
- Sponsor Address: 9221 EAST VIA DE VENTURA, SCOTTSDALE, AZ, 85258
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 0 | $0 | $5,556 | $2.1M |
| 2022 | 536 | $20.8M | $4 | $3.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TMD WEALTH MANAGEMENT | Investment Advisor | $95,913 | — | $95,913 |
| AMERITAS LIFE INS. CO. | Recordkeeper | $38,934 | — | $38,934 |
| MGKS | Recordkeeper | $27,828 | — | $27,828 |
| THE STRUNK INSURANCE GROUP | Other Service Provider | $15,066 | — | $15,066 |
| MID ATLANTIC TRUST COMPANY | Recordkeeper | $11,887 | — | $11,887 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- AMERITAS LIFE INS. CO. — Recordkeeper
- MID ATLANTIC TRUST COMPANY — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $189,628
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $189,627 | $189,627 | — | — | — |
| 2022 | $161,169 | — | $161,169 | — | — |