Plan Snapshot
- Plan Sponsor: Utilities International, INC.
- Sponsor EIN: 363940239
- Sponsor Address: 150 NORTH RIVERSIDE PLAZA SUITE 510, CHICAGO, IL, 60606
- Plan Type: 401(k)
- Total Participants: 148
- Total Assets: $25.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 148 | $25.4M | $407,553 | $2.5M |
| 2023 | 149 | $22.4M | $321,533 | $2.1M |
| 2022 | 115 | $18.6M | $284,379 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $56,737 | — | $56,737 |
| ONEDIGITAL INVESTMENT ADVISORS LLC | INVESTMENT ADVISOR | $54,098 | — | $54,098 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $8,745 | — | $8,745 |
| OSTROW REISIN BERK & ABRAMS LTD. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ONEDIGITAL INVESTMENT ADVISORS LLC — INVESTMENT ADVISOR
- OSTROW REISIN BERK & ABRAMS LTD. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $119,580
- Estimated Expense Ratio: 0.471% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $119,580 | $62,843 | — | — | — |
| 2023 | $135,291 | $45,386 | — | — | — |
| 2022 | — | — | — | — | — |