Plan Snapshot
- Plan Sponsor: Utica Mutual Insurance Company
- Sponsor EIN: 150476880
- Sponsor Address: 180 GENESEE STREET, NEW HARTFORD, NY, 134132299
- Plan Type: 401(k)
- Total Participants: 1,390
- Total Assets: $347.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,390 | $347.8M | $9.1M | $12.5M |
| 2023 | 1,407 | $320.7M | $8.4M | $11.7M |
| 2022 | 1,329 | $277.5M | $6.5M | $10.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| VANGUARD ADVISERS INC. | NONE | $141,731 | — | $141,731 |
| THE VANGUARD GROUP, INC. | NONE | $132,320 | — | $132,320 |
| CAPTRUST | NONE | $46,500 | — | $46,500 |
| FITZGERALD DEPIETRO & WOJNAS | NONE | $15,000 | — | $15,000 |
| HUNTON ANDREWS KURTH LLP | NONE | $10,958 | — | $10,958 |
| GRANT THORNTON | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- VANGUARD ADVISERS INC. — NONE
- THE VANGUARD GROUP, INC. — NONE
- CAPTRUST — NONE
- HUNTON ANDREWS KURTH LLP — NONE
- GRANT THORNTON — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $346,509
- Estimated Expense Ratio: 0.100% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $339,760 | — | — | — | — |
| 2023 | $394,027 | — | — | — | — |
| 2022 | $344,319 | — | — | — | — |