Plan Snapshot
- Plan Sponsor: Upstate Veterinary Specialties, PLLC
- Sponsor EIN: 030516276
- Sponsor Address: 152 SPARROWBUSH ROAD, LATHAM, NY, 12110
- Plan Type: 401(k)
- Total Participants: 185
- Total Assets: $11.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 185 | $11.8M | $551,756 | $949,500 |
| 2023 | 172 | $8.7M | $443,314 | $789,125 |
| 2022 | 155 | $6.1M | $385,744 | $700,004 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MENGEL, METZGER, BARR & CO. LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MENGEL, METZGER, BARR & CO. LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $60,464 | $40,800 | $17,632 | — | — |
| 2023 | $43,065 | $27,388 | $13,829 | — | — |
| 2022 | $34,039 | $23,007 | $11,032 | — | — |