Plan Snapshot
- Plan Sponsor: Upstate New York Transplant Services, INC
- Sponsor EIN: 161172453
- Sponsor Address: 4444 BRYANT STRATTON WAY, WILLIAMSVILLE, NY, 142216013
- Plan Type: 401(k)
- Total Participants: 150
- Total Assets: $9.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 150 | $9.1M | $307,378 | $495,871 |
| 2023 | 145 | $8.2M | $270,947 | $460,147 |
| 2022 | 127 | $7.6M | $243,031 | $474,297 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| LUMSDEN & MCCORMICK, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LUMSDEN & MCCORMICK, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $47,245 | — | $47,245 | — | — |
| 2023 | $33,232 | — | $33,232 | — | — |
| 2022 | $36,610 | — | $36,610 | — | — |