Plan Snapshot
- Plan Sponsor: Upstack, INC.
- Sponsor EIN: 813151125
- Sponsor Address: 250 GREENWICH ST, NEW YORK, NY, 10007
- Plan Type: 401(k)
- Total Participants: 162
- Total Assets: $6.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 162 | $6.5M | $149,782 | $1.5M |
| 2023 | 149 | $4.5M | $150,000 | $1.2M |
| 2022 | 115 | $2.3M | $0 | $688,828 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BLATT & DAUMANN, LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $29,628 | $27,100 | — | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |