Plan Snapshot
- Plan Sponsor: Upland Software, INC.
- Sponsor EIN: 272992077
- Sponsor Address: 900 S. CAPITAL OF TEXAS HIGHWAY,, AUSTIN, TX, 78746
- Plan Type: 401(k)
- Total Participants: 431
- Total Assets: $65.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 431 | $65.2M | $0 | $4.3M |
| 2023 | 474 | $60.7M | $0 | $4.6M |
| 2022 | 445 | $55.9M | $0 | $4.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WINDES, INC. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WINDES, INC. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $265,351 | $265,351 | — | — | — |
| 2023 | $219,719 | $219,719 | — | — | — |
| 2022 | $218,644 | $218,644 | — | — | — |