Plan Snapshot
- Plan Sponsor: Up Management, LLC
- Sponsor EIN: 800953796
- Sponsor Address: 7819 42ND STREET WEST, ROCK ISLAND, IL, 61201
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 244
- Total Assets: $4.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 244 | $4.3M | $0 | $0 |
| 2024 | 208 | $3.4M | $80,313 | $464,670 |
| 2023 | 148 | $2.4M | $78,599 | $408,215 |
| 2022 | 187 | $1.7M | $88,054 | $402,989 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SAVANT WEALTH MANAGEMENT | Other Service Provider | $19,205 | — | $19,205 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $19,205
- Estimated Expense Ratio: 0.449% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $371,679 | — | $41,732 | — | — |
| 2024 | $29,603 | — | $29,603 | — | — |
| 2023 | $21,206 | — | $21,206 | — | — |
| 2022 | $16,907 | $7,793 | $9,114 | — | — |