Plan Snapshot
- Plan Sponsor: Unwin Company
- Sponsor EIN: 311469050
- Sponsor Address: 3455 MILL RUN DRIVE, STE 400, HILLIARD, OH, 43026
- Plan Type: 401(k)
- Total Participants: 165
- Total Assets: $30.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 165 | $30.0M | $1.6M | $2.1M |
| 2023 | 173 | $28.3M | $2.2M | $2.9M |
| 2022 | 264 | $26.0M | $2.2M | $2.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| LPL FINANCIAL LLC | Investment Advisor | — | $146,547 | $146,547 |
| NATIONWIDE | Recordkeeper | $5,672 | — | $5,672 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LPL FINANCIAL LLC — Investment Advisor
- NATIONWIDE — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $152,219
- Estimated Expense Ratio: 0.507% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $3,740 | — | — | — | — |
| 2023 | $151,888 | — | — | — | — |
| 2022 | $3,090 | $3,090 | — | — | — |