Plan Snapshot
- Plan Sponsor: Unverferth Manufacturing Company, INC.
- Sponsor EIN: 340936989
- Sponsor Address: P.O. BOX 357, KALIDA, OH, 45853
- Plan Type: DC
- Total Participants: 1,223
- Total Assets: $234.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,223 | $234.8M | $10.3M | $7.0M |
| 2023 | 1,335 | $206.8M | $7.3M | $6.2M |
| 2022 | 957 | $171.6M | $6.6M | $4.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $121,199 | — | $121,199 |
| GLOBAL RETIREMENT PARTNERS, LLC | INVESTMENT ADVISOR | $46,000 | — | $46,000 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $19,151 | — | $19,151 |
| REA & ASSOCIATES, INC. | ACCOUNTANT/AUDITOR | $15,000 | — | $15,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- GLOBAL RETIREMENT PARTNERS, LLC — INVESTMENT ADVISOR
- STRATEGIC ADVISORS, INC. — ADVISOR
- REA & ASSOCIATES, INC. — ACCOUNTANT/AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $201,350
- Estimated Expense Ratio: 0.086% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $201,350 | $19,151 | $600 | $15,000 | — |
| 2023 | $125,314 | $6,802 | — | $12,000 | — |
| 2022 | $103,379 | — | — | — | — |