Plan Snapshot
- Plan Sponsor: Uniworld Group, INC.
- Sponsor EIN: 132643304
- Sponsor Address: 1 METROTECH CENTER NORTH, BROOKLYN, NY, 11201
- Plan Type: 401(k)
- Total Participants: 67
- Total Assets: $8.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 67 | $8.6M | $108,998 | $628,548 |
| 2023 | 83 | $8.7M | $131,007 | $808,857 |
| 2022 | 100 | $7.4M | $106,097 | $729,720 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | INVESTMENT/FINANCIAL ADVI | $16,359 | — | $16,359 |
| ADP, INC. | RECORD KEEPER | $14,891 | — | $14,891 |
| ANCHIN BLOCK & ANCHIN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY — INVESTMENT/FINANCIAL ADVI
- ADP, INC. — RECORD KEEPER
- ANCHIN BLOCK & ANCHIN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $31,250
- Estimated Expense Ratio: 0.364% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $31,251 | — | — | — | — |
| 2023 | $35,913 | $18,156 | — | — | — |
| 2022 | $34,654 | — | — | — | — |