Plan Snapshot
- Plan Sponsor: University Surgical Associates, LLC
- Sponsor EIN: 621658774
- Sponsor Address: 979 EAST THIRD STREET, SUITE 300, CHATTANOOGA, TN, 37403
- Plan Type: 401(k)
- Total Participants: 151
- Total Assets: $12.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 151 | $12.1M | $563,961 | $673,579 |
| 2023 | 163 | $10.5M | $578,621 | $680,380 |
| 2022 | 169 | $9.5M | $555,690 | $686,956 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HENDERSON, HUTCHERSON & MCCULLOUGH | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $31,798 | — | — | — | — |
| 2023 | $42,936 | $42,936 | — | — | — |
| 2022 | $32,583 | $32,583 | — | — | — |