Plan Snapshot
- Plan Sponsor: University Of Scranton
- Sponsor EIN: 240795495
- Sponsor Address: 800 LINDEN STREET, SCRANTON, PA, 18510
- Plan Type: 403(b)
- Plan Number: 003
- Total Participants: 663
- Total Assets: $105.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 663 | $105.3M | $0 | $3.8M |
| 2023 | 667 | $99.1M | $0 | $3.9M |
| 2022 | 699 | $87.1M | $0 | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | Investment Advisor | $42,000 | — | $42,000 |
| TIAA | Recordkeeper | $20,284 | — | $20,284 |
| FORVIS MAZARS, LLP | Other Service Provider | $16,706 | — | $16,706 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TIAA — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $78,990
- Estimated Expense Ratio: 0.075% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $82,377 | $42,000 | — | $16,706 | — |
| 2023 | $63,125 | $52,493 | — | — | — |
| 2022 | $41,442 | $21,910 | — | — | — |