Plan Snapshot
- Plan Sponsor: University Of La Verne
- Sponsor EIN: 951644026
- Sponsor Address: 1950 THIRD STREET, LA VERNE, CA, 91750
- Plan Type: 403(b)
- Total Participants: 5,575
- Total Assets: $266.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 5,575 | $266.2M | $4.2M | $4.7M |
| 2023 | 5,279 | $242.6M | $4.3M | $4.5M |
| 2022 | 5,049 | $212.8M | $4.7M | $4.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INV. INST. OPS. CO., LLC | NONE | $82,778 | — | $82,778 |
| SAGEVIEW ADVISORY GROUP | NONE | $59,909 | — | $59,909 |
| TIAA | NONE | $27,868 | — | $27,868 |
| MOSS ADAMS | NONE | $22,050 | — | $22,050 |
| BAKER TILLEY US, LLP | Auditor | $22,050 | — | $22,050 |
| NIXON PEABODY LLP | NONE | $7,293 | — | $7,293 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INV. INST. OPS. CO., LLC — NONE
- SAGEVIEW ADVISORY GROUP — NONE
- TIAA — NONE
- MOSS ADAMS — NONE
- BAKER TILLEY US, LLP — Auditor
- NIXON PEABODY LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $221,948
- Estimated Expense Ratio: 0.083% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $200,632 | — | $11,272 | $22,050 | — |
| 2023 | $148,207 | $23,283 | $5,116 | $21,000 | — |
| 2022 | $169,273 | $44,000 | — | — | $28,656 |