Plan Snapshot
- Plan Sponsor: Universal Paragon Corporation
- Sponsor EIN: 943107608
- Sponsor Address: 555 UNIVERSAL HOLLYWOOD DRIVE, UNIVERSAL CITY, CA, 91608
- Plan Type: 401(k)
- Total Participants: 427
- Total Assets: $14.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 427 | $14.6M | $642,081 | $1.3M |
| 2022 | 425 | $11.6M | $488,070 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | RECORD KEEPER | $123,288 | — | $123,288 |
| MERRILL LYNCH PIERCE FENNER & SMITH | INVESTMENT ADVISOR | $60,776 | $128 | $60,904 |
| NOVOGRADAC AND COMPANY LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — RECORD KEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $184,192
- Estimated Expense Ratio: 1.261% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $92,033 | $32,555 | — | — | — |
| 2022 | $83,929 | — | — | — | — |