Plan Snapshot
- Plan Sponsor: United Union Of Roofers, Waterproofers & Allied Workers Local #12 Vaca
- Sponsor EIN: 510488884
- Sponsor Address: 10 TECHNOLOGY DRIVE, P.O. BOX 5817, WALLINGFORD, CT, 06492
- Plan Type: 401(k)
- Plan Number: 501
- Total Participants: 59
- Total Assets: $152,710
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 59 | $152,710 | $324,692 | $0 |
| 2023 | 55 | $82,332 | $325,378 | $0 |
| 2022 | 73 | $160,745 | $372,991 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BEERS, HAMERMAN, COHEN & BURGER P.C | Other Service Provider | $7,000 | — | $7,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $7,000
- Estimated Expense Ratio: 4.584% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $10,237 | — | $1,800 | $7,000 | — |
| 2023 | $10,502 | — | $2,850 | $7,000 | — |
| 2022 | $11,004 | — | $2,911 | — | $7,000 |