Plan Snapshot
- Plan Sponsor: United Surety & Indemnity Co.
- Sponsor EIN: 660457223
- Sponsor Address: P.O. BOX 2111, SAN JUAN, PR, 00922
- Plan Type: DC
- Plan Number: 001
- Total Participants: 160
- Total Assets: $9.6M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 160 | $9.6M | $0 | $0 |
| 2024 | 115 | $8.4M | $294,495 | $365,242 |
| 2023 | 101 | $7.2M | $252,785 | $336,289 |
| 2022 | 99 | $6.8M | $238,611 | $320,818 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RESOURCES INVESTMENT ADVISORS, LLC | Investment Advisor | $33,015 | — | $33,015 |
| DRIVEN PSC | Auditor | $15,069 | — | $15,069 |
| ONEDIGITAL INVESTMENT ADVISORS LLC | Investment Advisor | $15,000 | — | $15,000 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $11,059 | — | $11,059 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $74,143
- Estimated Expense Ratio: 0.773% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $743,421 | $76,508 | — | — | — |
| 2024 | $46,907 | $46,907 | — | — | — |
| 2023 | $1,363,648 | — | — | — | — |
| 2022 | $122,672 | — | — | — | — |