Plan Snapshot
- Plan Sponsor: United States Information Systems, INC.
- Sponsor EIN: 133479936
- Sponsor Address: 35 WEST JEFFERSON AVENUE, PEARL RIVER, NY, 10965
- Plan Type: 401(k)
- Total Participants: 469
- Total Assets: $47.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 469 | $47.4M | $436,651 | $3.4M |
| 2023 | 458 | $43.7M | $330,893 | $3.1M |
| 2022 | 462 | $37.4M | $398,616 | $2.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC | RECORDKEEPER | $72,792 | — | $72,792 |
| FIRST ALLIED SECURITIES INC | ADVISOR | $56,611 | — | $56,611 |
| CETERA RETIREMENT PLAN SPECIALISTS | PLAN ADMINISTRATOR | $31,500 | — | $31,500 |
| GRASSI & CO | ACCOUNTANT/AUDITOR | $25,687 | — | $25,687 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC — RECORDKEEPER
- GRASSI & CO — ACCOUNTANT/AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $186,590
- Estimated Expense Ratio: 0.394% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $206,906 | — | — | — | — |
| 2023 | $160,573 | $142,036 | — | — | — |
| 2022 | $21,618 | — | $21,618 | — | — |