Plan Snapshot
- Plan Sponsor: United Overseas Holdings, INC.
- Sponsor EIN: 474914644
- Sponsor Address: 2 EAST 61ST STREET, NEW YORK, NY, 100218402
- Plan Type: 401(k)
- Total Participants: 207
- Total Assets: $27.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 207 | $27.0M | $261,278 | $960,609 |
| 2023 | 195 | $24.2M | $247,279 | $814,679 |
| 2022 | 163 | $20.7M | $237,905 | $793,007 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| LPL FINANCIAL | INVESTMENT/FINANCIAL ADVI | $52,059 | — | $52,059 |
| ADP, INC. | RECORD KEEPER | $8,444 | — | $8,444 |
| KNAV CPA LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — RECORD KEEPER
- KNAV CPA LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $60,503
- Estimated Expense Ratio: 0.224% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $60,503 | $52,059 | — | — | — |
| 2023 | $53,542 | $45,191 | — | — | — |
| 2022 | $53,858 | — | — | — | — |