Plan Snapshot
- Plan Sponsor: United Dairymen Of Arizona
- Sponsor EIN: 860098125
- Sponsor Address: 2008 S HARDY DRIVE, TEMPE, AZ, 852821211
- Plan Type: 401(k)
- Total Participants: 290
- Total Assets: $49.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 290 | $49.2M | $2.1M | $1.8M |
| 2023 | 305 | $44.2M | $2.2M | $1.9M |
| 2022 | 332 | $36.5M | $2.0M | $1.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $62,293 | — | $62,293 |
| CAPFINANCIAL PARTNERS, LLC | INVESTMENT ADVISORY | $59,337 | $7 | $59,344 |
| HERBEIN & COMPANY INC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- HERBEIN & COMPANY INC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $121,637
- Estimated Expense Ratio: 0.247% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $121,630 | $59,337 | $62,293 | — | — |
| 2023 | $125,592 | $64,371 | $61,221 | — | — |
| 2022 | $122,389 | $65,524 | $56,865 | — | — |