Plan Snapshot
- Plan Sponsor: Unique Fabricating INC
- Sponsor EIN: 522108349
- Sponsor Address: 1313 N MARKET STREET, WILMINGTON, DE, 19801
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $7.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 0 | $7.3M | $230,979 | $477,092 |
| 2022 | 267 | $8.5M | $318,591 | $694,884 |
| 2019 | 276 | $13.6M | $464,271 | $964,154 |
| 2018 | 304 | $12.2M | $493,994 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GIULIANO, MILLER & COMPANY | Other Service Provider | $50,000 | — | $50,000 |
| WATKINS ROSS COMPANY | Recordkeeper | $49,797 | — | $49,797 |
| PLANTE & MORAN, PLLC | Auditor | $29,000 | — | $29,000 |
| GREGORY J SCHWARTZ CO | Investment Advisor | $19,540 | — | $19,540 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $148,337
- Estimated Expense Ratio: 2.024% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $145,726 | — | — | — | — |
| 2022 | $61,571 | — | — | — | $46,277 |
| 2019 | $40,750 | — | $35,692 | — | — |
| 2018 | $34,102 | — | — | — | $34,102 |