Plan Snapshot
- Plan Sponsor: Union Orthotics & Prosthetics Co., LLC
- Sponsor EIN: 251584030
- Sponsor Address: 3424 LIBERTY AVENUE, PITTSBURGH, PA, 15201
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 137
- Total Assets: $10.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 137 | $10.8M | $0 | $0 |
| 2024 | 120 | $9.8M | $148,128 | $405,344 |
| 2023 | 120 | $11.5M | $220,144 | $424,536 |
| 2022 | 111 | $11.7M | $238,622 | $485,084 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $32,447 | — | $32,447 |
| DEFINITI LLC | Other Service Provider | $12,759 | $9,902 | $22,661 |
| LPL FINANCIAL LLC | Other Service Provider | — | $22,403 | $22,403 |
| RUZOMBERKA HOLLAND RENK SMITH INC | Auditor | $11,000 | — | $11,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $88,511
- Estimated Expense Ratio: 0.819% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,007,429 | — | $72,856 | — | — |
| 2024 | $75,773 | — | $75,252 | — | — |
| 2023 | $68,165 | — | — | — | — |
| 2022 | $38,685 | — | — | — | — |