Plan Snapshot
- Plan Sponsor: Union Avenue Healthcare, INC.
- Sponsor EIN: 223691170
- Sponsor Address: 433 WEST UNION AVENUE, BOUND BROOK, NJ, 08805
- Plan Type: 401(k)
- Total Participants: 427
- Total Assets: $19.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 427 | $19.7M | $339,597 | $1.1M |
| 2023 | 334 | $17.6M | $345,428 | $1.1M |
| 2022 | 331 | $14.2M | $342,458 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | INVESTMENT ADVISOR | — | $72,931 | $72,931 |
| ADP, INC. | RECORD KEEPER | $24,078 | — | $24,078 |
| BUCKNO LISICKY & | ACCOUNTANT | $17,995 | — | $17,995 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — RECORD KEEPER
- BUCKNO LISICKY & — ACCOUNTANT
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $115,004
- Estimated Expense Ratio: 0.584% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $42,073 | — | — | $17,995 | — |
| 2023 | $38,977 | — | — | $17,325 | — |
| 2022 | $38,752 | — | — | — | — |