Plan Snapshot
- Plan Sponsor: Unified Grocers, INC.
- Sponsor EIN: 950615250
- Sponsor Address: PO BOX 22166, PORTLAND, OR, 97269
- Plan Type: 401(k)
- Plan Number: 520
- Total Participants: 977
- Total Assets: $597,565
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 977 | $597,565 | $0 | $0 |
| 2023 | 1,010 | $587,122 | $0 | $0 |
| 2022 | 1,044 | $857,032 | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JODY BROWN | Other Service Provider | $63,600 | — | $63,600 |
| KKC SERVICES, INC. | Other Service Provider | $31,313 | — | $31,313 |
| KERN & THOMPSON, LLC | Auditor | $15,000 | — | $15,000 |
| SHANNON BETZ | Other Service Provider | $14,400 | — | $14,400 |
| BROWN & BROWN | Other Service Provider | $13,982 | — | $13,982 |
| JOSEPH NEY | Other Service Provider | $12,000 | — | $12,000 |
| COVENANT TECHNOLOGY SOLUTIONS, INC. | Other Service Provider | $6,118 | — | $6,118 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KERN & THOMPSON, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $156,413
- Estimated Expense Ratio: 26.175% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $162,013 | $2,974 | — | $26,900 | — |
| 2023 | $192,788 | — | $69,287 | $12,000 | — |
| 2022 | $187,169 | $4,737 | $72,000 | — | $84,981 |