Plan Snapshot
- Plan Sponsor: Uncas International, LLC
- Sponsor EIN: 471328641
- Sponsor Address: 1600 DIVISION ROAD, WEST WARWICK, RI, 02893
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 73
- Total Assets: $11.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 73 | $11.2M | $201,550 | $474,227 |
| 2024 | 73 | $10.5M | $188,270 | $463,585 |
| 2023 | 72 | $9.6M | $176,779 | $427,454 |
| 2022 | 73 | $8.0M | $172,908 | $400,950 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS, LLC | Other Service Provider | — | $23,984 | $23,984 |
| ANGELL PENSION GROUP | Other Service Provider | — | $5,027 | $5,027 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $29,011
- Estimated Expense Ratio: 0.260% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,637,886 | — | — | — | — |
| 2024 | $4,550 | — | $4,200 | — | — |
| 2023 | $4,750 | — | $3,300 | — | — |
| 2022 | $3,200 | — | — | — | — |