Plan Snapshot
- Plan Sponsor: Ultimus Fund Solutions, LLC
- Sponsor EIN: 311663251
- Sponsor Address: 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 452461617
- Plan Type: 401(k)
- Total Participants: 1,025
- Total Assets: $87.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,025 | $87.0M | $3.5M | $7.4M |
| 2023 | 928 | $71.3M | $3.0M | $6.3M |
| 2022 | 787 | $55.4M | $2.5M | $5.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PCA INVESTMENT ADVISORY SERVICES | NONE | $141,014 | — | $141,014 |
| PENSION CORPORATION OF AMERICA | NONE | $58,643 | — | $58,643 |
| CASSADY SCHILLER & ASSOCIATES, INC. | NONE | $18,886 | — | $18,886 |
| KATZ SAPPER & MILLER, LLP | Auditor | $18,886 | — | $18,886 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PCA INVESTMENT ADVISORY SERVICES — NONE
- KATZ SAPPER & MILLER, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $237,429
- Estimated Expense Ratio: 0.273% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $218,543 | $141,014 | — | $18,886 | — |
| 2023 | $185,993 | $111,861 | — | $18,448 | — |
| 2022 | $198,243 | $104,455 | $50,333 | — | $43,455 |