Plan Snapshot
- Plan Sponsor: Ulma Form Works, INC
- Sponsor EIN: 223617107
- Sponsor Address: 16-00 ROUTE 208 SOUTH, FAIRLAWN, NJ, 07410
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 170
- Total Assets: $8.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 170 | $8.4M | $0 | $0 |
| 2024 | 145 | $6.9M | $222,112 | $638,188 |
| 2023 | 129 | $5.9M | $228,465 | $573,287 |
| 2022 | 115 | $4.8M | $134,138 | $415,312 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CADARET GRANT & CO INC | Investment Advisor | $20,638 | — | $20,638 |
| RBC | Investment Advisor | $8,176 | — | $8,176 |
| LPL FINANCIAL CORPORATION RPCP | Investment Advisor | $7,953 | — | $7,953 |
| ADP, INC. | Recordkeeper | $6,025 | — | $6,025 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $42,792
- Estimated Expense Ratio: 0.511% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $576,310 | $36,767 | — | — | — |
| 2024 | $34,516 | $25,056 | — | — | — |
| 2023 | $22,900 | $20,295 | — | — | — |
| 2022 | $23,777 | — | — | — | — |