Plan Snapshot
- Plan Sponsor: Ullico Investment Advisors INC
- Sponsor EIN: 932179860
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $49.4M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $49.4M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ARENTFOX SCHIFF, LLP | ERISA Attorney | $490,801 | — | $490,801 |
| BMO BANK, NA | Other Service Provider | $139,312 | — | $139,312 |
| ERNST AND YOUNG LLP | Auditor | $44,000 | — | $44,000 |
| INSURANCE BUYERS' COUNCIL INC. | Other Service Provider | $10,655 | — | $10,655 |
| NCREIF | Other Service Provider | $10,300 | — | $10,300 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ARENTFOX SCHIFF, LLP — ERISA Attorney
- ERNST AND YOUNG LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $695,068
- Estimated Expense Ratio: 1.408% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $317,594 | — | — | — | — |