Plan Snapshot
- Plan Sponsor: Uip Asset Management, INC.
- Sponsor EIN: 261544442
- Sponsor Address: 140 Q STREET NE, WASHINGTON, DC, 200022101
- Plan Type: 401(k)
- Total Participants: 118
- Total Assets: $3.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 118 | $3.2M | $355,678 | $554,505 |
| 2023 | 134 | $2.7M | $339,456 | $587,125 |
| 2022 | 117 | $2.0M | $322,152 | $536,529 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CITRIN COOPERMAN & COMPANY, LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $45,355 | $12,661 | $32,694 | — | — |
| 2023 | $36,927 | $10,360 | $26,567 | — | — |
| 2022 | $29,028 | $8,181 | $20,847 | — | — |