Plan Snapshot
- Plan Sponsor: Ucc Holdco, LLC
- Sponsor EIN: 263910825
- Sponsor Address: 2100 NORMAN DRIVE WEST, WAUKEGAN, IL, 60085
- Plan Type: 401(k)
- Total Participants: 257
- Total Assets: $99.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 257 | $99.2M | $3.0M | $3.2M |
| 2023 | 235 | $92.8M | $2.8M | $2.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $59,694 | — | $59,694 |
| FIDUCIENT ADVISORS LLC | Investment Advisor | $35,275 | — | $35,275 |
| STRATEGIC ADVISORS, INC. | Investment Advisor | $18,550 | — | $18,550 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — Recordkeeper
- STRATEGIC ADVISORS, INC. — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $113,519
- Estimated Expense Ratio: 0.114% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $113,519 | $53,825 | $600 | — | — |
| 2023 | $119,639 | $62,027 | — | — | — |