Plan Snapshot
- Plan Sponsor: Ubs Financial Services INC.
- Sponsor EIN: 132638166
- Sponsor Address: 1000 HARBOR BLVD., 10TH FLR, WEEHAWKEN, NJ, 070866790
- Plan Type: DB
- Total Participants: 877
- Total Assets: $578.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 877 | $578.7M | $0 | $0 |
| 2023 | 973 | $631.0M | $0 | $0 |
| 2022 | 1,124 | $644.3M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ERNST AND YOUNG | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ERNST AND YOUNG — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $4,591,359 | $2,313,251 | $259,700 | — | — |
| 2023 | $4,486,601 | $2,223,439 | $222,300 | — | — |
| 2022 | $4,377,749 | $1,841,786 | $606,366 | — | $1,107,219 |