Plan Snapshot
- Plan Sponsor: Ubs Ag
- Sponsor EIN: 980186363
- Sponsor Address: 1000 HARBOR BLVD., 10TH FLOOR, WEEHAWKEN, NJ, 070866790
- Plan Type: 401(k)
- Total Participants: 24,260
- Total Assets: $10.2B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 24,260 | $10.2B | $217.7M | $381.7M |
| 2023 | 21,342 | $9.0B | $209.1M | $367.3M |
| 2022 | 21,584 | $7.4B | $199.6M | $349.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EAGLE CAPITAL MANAGEMENT, LLC | NONE | $3,812,964 | — | $3,812,964 |
| PERSHING LLC | NONE | — | $2,098,504 | $2,098,504 |
| T ROWE PRICE ASSOCIATES, INC. | NONE | $2,000,620 | — | $2,000,620 |
| ARTISAN PARTNERS LTD PARTNERSHIP | NONE | $1,122,648 | — | $1,122,648 |
| INVESCO TRUST COMPANY | NONE | $1,089,328 | — | $1,089,328 |
| WILLIAM BLAIR INVESTMENT MANAGEMENT | NONE | $813,064 | — | $813,064 |
| VICTORY CAPITAL MANAGEMENT | NONE | $791,591 | — | $791,591 |
| ALIGHT FINANCIAL SOLUTIONS LLC | BROKER | — | $778,427 | $778,427 |
| THE NORTHERN TRUST COMPANY | NONE | $373,435 | — | $373,435 |
| ALIGHT SOLUTIONS LLC | RECORDKEEPER | $64,965 | — | $64,965 |
| AON CONSULTING | NONE | $52,215 | — | $52,215 |
| NEWTON INVESTMENT MANAGEMENT | NONE | $49,121 | — | $49,121 |
| MORGAN LEWIS & BOCKIUS LLP | LEGAL | $33,824 | — | $33,824 |
| ERNST & YOUNG LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- EAGLE CAPITAL MANAGEMENT, LLC — NONE
- PERSHING LLC — NONE
- VICTORY CAPITAL MANAGEMENT — NONE
- ALIGHT FINANCIAL SOLUTIONS LLC — BROKER
- ALIGHT SOLUTIONS LLC — RECORDKEEPER
- AON CONSULTING — NONE
- MORGAN LEWIS & BOCKIUS LLP — LEGAL
- ERNST & YOUNG LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $13,080,706
- Estimated Expense Ratio: 0.128% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $13,889,422 | $13,680,218 | — | — | — |
| 2023 | $6,699,386 | $5,035,242 | — | — | — |
| 2022 | $9,038,142 | $8,039,263 | $410,243 | — | $588,800 |