Plan Snapshot
- Plan Sponsor: Ubs Ag
- Sponsor EIN: 980186363
- Sponsor Address: 1000 HARBOR BLVD., 10TH FLOOR, WEEHAWKEN, NJ, 070866790
- Plan Type: 401(k)
- Total Participants: 24,260
- Total Assets: $10.2B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 24,260 | $10.2B | $217.7M | $381.7M |
| 2023 | 21,342 | $9.0B | $209.1M | $367.3M |
| 2022 | 21,584 | $7.4B | $199.6M | $349.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ERNST & YOUNG LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ERNST & YOUNG LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $13,889,422 | $13,680,218 | — | — | — |
| 2023 | $6,699,386 | $5,035,242 | — | — | — |
| 2022 | $9,038,142 | $8,039,263 | $410,243 | — | $588,800 |