Plan Snapshot
- Plan Sponsor: Uaw Region 9a Education Fund
- Sponsor EIN: 134072635
- Sponsor Address: 388 E. 7TH STREET, BROOKLYN, NY, 11218
- Plan Type: 401(k)
- Plan Number: 501
- Total Participants: 1,035
- Total Assets: $396,558
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,035 | $396,558 | $230,166 | $0 |
| 2023 | 560 | $274,830 | $112,696 | $0 |
| 2022 | 400 | $213,746 | $121,453 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JAMES PROVOST | Other Service Provider | $29,120 | — | $29,120 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $29,120
- Estimated Expense Ratio: 7.343% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $41,501 | — | — | $4,400 | — |
| 2023 | $32,471 | — | — | — | — |
| 2022 | $22,381 | — | — | — | $4,200 |