Plan Snapshot
- Plan Sponsor: Uatp Management, LLC
- Sponsor EIN: 462928841
- Sponsor Address: 2350 AIRPORT FWY, BEDFORD, TX, 76022
- Plan Type: 401(k)
- Total Participants: 292
- Total Assets: $10.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 292 | $10.3M | $811,543 | $1.6M |
| 2023 | 256 | $5.5M | $551,902 | $1.1M |
| 2022 | 203 | $3.3M | $436,801 | $794,704 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Investment Advisor | $34,045 | — | $34,045 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $10,584 | — | $10,584 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $44,629
- Estimated Expense Ratio: 0.435% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $54,796 | $44,629 | — | — | — |
| 2023 | $29,571 | $19,971 | $7,658 | — | — |
| 2022 | $15,217 | — | $15,217 | — | — |