Plan Snapshot
- Plan Sponsor: Uab Medicine Enterprise
- Sponsor EIN: 631182994
- Sponsor Address: 15 20TH ST. SOUTH, BIRMINGHAM, AL, 35233
- Plan Type: 403(b)
- Plan Number: 001
- Total Participants: 967
- Total Assets: $122.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 967 | $122.3M | $0 | $0 |
| 2024 | 656 | $98.8M | $4.5M | $4.2M |
| 2023 | 566 | $87.4M | $4.2M | $4.0M |
| 2022 | 542 | $68.0M | $3.9M | $3.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JOHNSON STERLING, INC | Other Service Provider | $96,399 | — | $96,399 |
| TIAA | Other Service Provider | $75,209 | — | $75,209 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $171,608
- Estimated Expense Ratio: 0.140% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $4,786,822 | $96,399 | $5,505 | — | — |
| 2024 | $141,679 | $86,520 | — | — | — |
| 2023 | $104,150 | $58,243 | — | — | — |
| 2022 | $138,922 | $79,664 | — | — | — |