Plan Snapshot
- Plan Sponsor: U.S. Tsubaki Holdings, INC.
- Sponsor EIN: 362721807
- Sponsor Address: 301 E. MARQUARDT DRIVE, WHEELING, IL, 60090
- Plan Type: 401(k)
- Total Participants: 324
- Total Assets: $36.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 324 | $36.6M | $0 | $0 |
| 2024 | 319 | $34.9M | $0 | $0 |
| 2023 | 311 | $30.1M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WIPFLI LLP | Auditor | $15,000 | — | $15,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WIPFLI LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $15,000
- Estimated Expense Ratio: 0.041% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $122,087 | $47,595 | $59,492 | $15,000 | — |
| 2024 | $113,634 | $39,858 | $59,776 | $14,000 | — |
| 2023 | $109,108 | $42,435 | $56,673 | — | $10,000 |