Plan Snapshot
- Plan Sponsor: U.A. Local 13 Annuity Fund
- Sponsor EIN: 521041321
- Sponsor Address: 1850 MT. READ BLVD., ROCHESTER, NY, 146153703
- Plan Type: DC
- Total Participants: 1,119
- Total Assets: $201.4M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,119 | $201.4M | $7.1M | $2.1M |
| 2023 | 1,050 | $181.3M | $7.5M | $2.1M |
| 2022 | 1,030 | $159.7M | $6.6M | $2.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| U.A. LOCAL 13 EMPLOYERS GRP INS FUD | RELATED PARTY/SHARED EXP. | $162,478 | — | $162,478 |
| EMPOWER ANNUITY INSURANCE COMPANY | NONE | $66,876 | — | $66,876 |
| ASHERKELLY | NONE | $47,247 | — | $47,247 |
| SEGAL MARCO ADVISORS, INC. | INVESTMENT ADVISOR | $31,785 | — | $31,785 |
| BONADIO & CO. LLP | NONE | $27,185 | — | $27,185 |
| U.A. LOCAL 13 BUILDING, INC. | RELATED PARTY/RENT | $20,000 | — | $20,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BONADIO & CO. LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $355,571
- Estimated Expense Ratio: 0.177% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $340,709 | $31,785 | $2,850 | $27,185 | — |
| 2023 | $268,216 | $30,000 | $2,200 | $19,685 | — |
| 2022 | $231,895 | — | — | — | $89,718 |