Plan Snapshot
- Plan Sponsor: Tucci & Sons, INC.
- Sponsor EIN: 910534168
- Sponsor Address: 4224 WALLER ROAD, TACOMA, WA, 98443
- Plan Type: 401(k)
- Total Participants: 39
- Total Assets: $22.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 39 | $22.9M | $484,318 | $266,452 |
| 2023 | 40 | $19.8M | $458,330 | $251,394 |
| 2022 | 42 | $16.8M | $374,395 | $221,263 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | Investment Advisor | $52,106 | — | $52,106 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $24,417 | — | $24,417 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $76,523
- Estimated Expense Ratio: 0.335% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $938,365 | — | $78,638 | — | — |
| 2023 | $1,016,596 | — | $66,099 | — | — |
| 2022 | $247,478 | — | $68,225 | — | — |