Plan Snapshot
- Plan Sponsor: Trustees Of Columbia University C/O Benefits Department
- Sponsor EIN: 135598093
- Sponsor Address: 615 W 131ST ST, NEW YORK, NY, 100277922
- Plan Type: 403(b)
- Plan Number: 011
- Total Participants: 1,199
- Total Assets: $177.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,199 | $177.3M | $3.4M | $0 |
| 2023 | 1,232 | $165.3M | $3.6M | $0 |
| 2022 | 1,131 | $149.2M | $1.7M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE VANGUARD GROUP, INC | Custodian / Trustee | $54,604 | — | $54,604 |
| PRICEWATERHOUSECOOPERS LLP | Auditor | $28,050 | — | $28,050 |
| TIAA | Recordkeeper | $22,276 | — | $22,276 |
| WILLIS TOWERS WATSON US LLC | Other Service Provider | $8,384 | — | $8,384 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PRICEWATERHOUSECOOPERS LLP — Auditor
- TIAA — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $113,314
- Estimated Expense Ratio: 0.064% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $116,777 | — | — | $28,050 | — |
| 2023 | $78,289 | — | — | $4,200 | — |
| 2022 | $56,816 | $56,077 | — | — | $739 |