Plan Snapshot
- Plan Sponsor: Triad Catalog Co Dba Soft Surroundings
- Sponsor EIN: 431843413
- Sponsor Address: 1100 N LINDBERGH BLVD, SAINT LOUIS, MO, 631322914
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 402
- Total Assets: $11.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 402 | $11.6M | $200,000 | $857,667 |
| 2022 | 727 | $15.5M | $0 | $996,463 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $97,154 | — | $97,154 |
| EDWARD JONES | Investment Advisor | — | $28,256 | $28,256 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $125,410
- Estimated Expense Ratio: 1.083% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $97,154 | — | $97,154 | — | — |
| 2022 | $89,637 | — | $89,637 | — | — |