Plan Snapshot
- Plan Sponsor: Tri-State Orthopaedic Surgeons, INC.
- Sponsor EIN: 351284898
- Sponsor Address: 225 CROSSLAKE DRIVE, EVANSVILLE, IN, 47715
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 252
- Total Assets: $53.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 252 | $53.5M | $0 | $0 |
| 2024 | 191 | $44.0M | $1.6M | $1.3M |
| 2023 | 192 | $39.8M | $1.5M | $1.1M |
| 2022 | 167 | $34.7M | $1.3M | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FORVIS MAZARS, LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $886,888 | — | — | — | — |
| 2024 | $165 | — | — | — | — |
| 2023 | $826 | — | — | — | — |
| 2022 | $1,290 | — | — | — | — |