Plan Snapshot
- Plan Sponsor: Tri-State Gastroenterology Associates, Psc
- Sponsor EIN: 611192347
- Sponsor Address: 425 CENTRE VIEW BLVD., CRESTVIEW HILLS, KY, 41017
- Plan Type: 401(k)
- Total Participants: 111
- Total Assets: $16.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 111 | $16.1M | $449,377 | $561,836 |
| 2023 | 97 | $14.1M | $422,631 | $477,426 |
| 2022 | 98 | $12.1M | $425,000 | $457,673 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RUDLER, PSC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RUDLER, PSC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $7,450 | — | $7,050 | — | — |
| 2023 | $3,600 | $3,600 | — | — | — |
| 2022 | $7,924 | $7,924 | — | — | — |