Plan Snapshot
- Plan Sponsor: Tri City Glass And Door, INC.
- Sponsor EIN: 391137605
- Sponsor Address: 2801 N ROEMER ROAD, APPLETON, WI, 54911
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 158
- Total Assets: $8.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 158 | $8.9M | $0 | $0 |
| 2024 | 158 | $8.5M | $71,542 | $612,018 |
| 2023 | 139 | $7.8M | $22,757 | $169,095 |
| 2022 | 136 | $7.4M | $82,310 | $562,000 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RBC CAPITAL MARKETS LLC | Investment Advisor | — | $20,988 | $20,988 |
| PRINCIPAL LIFE INSURANCE CO | Other Service Provider | $12,521 | — | $12,521 |
| PENSION INC. | Recordkeeper | $3,221 | $2,532 | $5,753 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $39,262
- Estimated Expense Ratio: 0.442% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,425,323 | — | $11,718 | — | — |
| 2024 | $33,670 | — | $33,670 | — | — |
| 2023 | $9,341 | — | $9,341 | — | — |
| 2022 | $48,949 | — | $48,949 | — | — |