Plan Snapshot
- Plan Sponsor: Trefethen Family Winery, LLC
- Sponsor EIN: 942474359
- Sponsor Address: 1160 OAK KNOLL AVE, NAPA, CA, 94558
- Plan Type: 401(k)
- Total Participants: 103
- Total Assets: $10.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 103 | $10.5M | $172,769 | $497,051 |
| 2023 | 123 | $9.7M | $205,717 | $553,906 |
| 2022 | 130 | $9.4M | $205,331 | $579,079 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRECEPT ADVISORY GROUP LLC | INVESTMENT/FINANCIAL ADVI | $25,414 | — | $25,414 |
| BPM LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BPM LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $25,414
- Estimated Expense Ratio: 0.241% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $28,413 | $25,413 | — | — | — |
| 2023 | $26,152 | $23,860 | — | — | — |
| 2022 | $35,916 | — | — | — | — |