Plan Snapshot
- Plan Sponsor: Tradestation Group, INC.
- Sponsor EIN: 650977576
- Sponsor Address: 8050 S.W. 10TH STREET, PLANTATION, FL, 33324
- Plan Type: 401(k)
- Total Participants: 491
- Total Assets: $89.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 491 | $89.9M | $1.5M | $6.0M |
| 2023 | 500 | $69.4M | $1.6M | $5.4M |
| 2022 | 502 | $54.0M | $1.2M | $5.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES LLC | ADVISOR | $60,953 | — | $60,953 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $20,005 | — | $20,005 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $10,480 | — | $10,480 |
| LERROSARBEY, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KESTRA INVESTMENT SERVICES LLC — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- STRATEGIC ADVISORS, INC. — ADVISOR
- LERROSARBEY, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $91,438
- Estimated Expense Ratio: 0.102% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $85,557 | $71,432 | — | — | — |
| 2023 | $30,788 | $61,685 | — | — | — |
| 2022 | $40,556 | $10,054 | — | — | — |