Plan Snapshot
- Plan Sponsor: Tpn Holdings LLC
- Sponsor EIN: 453826910
- Sponsor Address: 1999 BRYAN STREET SUITE 3000, DALLAS, TX, 75201
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 292
- Total Assets: $41.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 292 | $41.2M | $561,834 | $1.9M |
| 2022 | 272 | $36.8M | $493,607 | $1.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $79,318 | — | $79,318 |
| CETERA ADVISOR NETWORKS LLC | Investment Advisor | — | $53,626 | $53,626 |
| LEAFHOUSE FINANCIAL ADVISORS, LLC | Investment Advisor | $19,447 | — | $19,447 |
| TUTHILL,JANET | Other Service Provider | $19,000 | — | $19,000 |
| WHITLEY PENN LLP | Auditor | $10,000 | — | $10,000 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $8,336 | — | $8,336 |
| ADMINISTRATIVE FIDUCIARY SERVICES I | Other Service Provider | $6,462 | — | $6,462 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WHITLEY PENN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $196,189
- Estimated Expense Ratio: 0.476% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $142,563 | $27,783 | $6,462 | $10,000 | — |
| 2022 | $160,228 | $86,538 | $73,690 | — | — |